ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Martin Macdonald
IRN DMM00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Maurice Hodgkin
IRN DMH00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Michael Bond
IRN DMB00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Michael Christie
IRN DMC00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Michael Hayman
IRN DMH01074
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Michael Hodgkinson
IRN DMH00018
- CF21 Investment Adviser (12 Sep 2002 to 1 Dec 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
David Michael Hunt
IRN DXH00127
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
David Michael Smith
IRN DMS00012
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Moorhouse
IRN DXM00173
- CF22 Investment Adviser (Trainee) (16 Jun 2003 to 1 Jul 2003)
David Neil Booth
IRN DNB00016
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Steven Akers (no longer appointed)
FRN 207128 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 207123 · Appointed 30 Oct 2001 · Until 3 Jun 2004
DJ Lysaght Accountancy Services (no longer appointed)
FRN 207122 · Appointed 30 Oct 2001 · Until 3 Jun 2004
North Wray Associates (no longer appointed)
FRN 207117 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Clifford Charles Linsdell Mortgage & Business Adviser (no longer appointed)
FRN 207120 · Appointed 30 Oct 2001 · Until 3 Jun 2004
PFM Financial Solutions (no longer appointed)
FRN 207116 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Raymond H Matthews (no longer appointed)
FRN 207125 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ellis Financial Management (no longer appointed)
FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Abacus Insurance Services (no longer appointed)
FRN 207118 · Appointed 30 Oct 2001 · Until 7 Dec 2004
Vicky Haywood (no longer appointed)
FRN 207129 · Appointed 30 Oct 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.