Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (4)Employed By (16 Nov 2018 to 29 Nov 2019)
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- CF30 Customer (16 Nov 2018 to 29 Nov 2019)
- CF1 Director (AR) (6 Sep 2006 to 11 Jul 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 19 Dec 2005)
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- Employed By (21 Jun 2013 to 29 Nov 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- Employed By (1 Dec 2001 to 29 Nov 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Wellesley Investment Management Ltd
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controlled function added: (4)Employed By at Wellesley Investment Management Ltd