ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alexander John Burnett
IRN AJB00014
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alexander Michael Haydon Stone
IRN AMS01200
- CF22 Investment Adviser (Trainee) (29 Aug 2002 to 13 Nov 2002)
Alexander Michael Sorkin
IRN AMS01128
- CF2 Non Executive Director (12 Nov 2003 to 31 Dec 2011)
Alexander Michael Thompson
IRN AMT00017
- CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Alexandra Ann Loydon
IRN AXL43301
- [FCA CF] Material risk taker (1 Jan 2023 to 1 Jan 2025)
- [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2021)
Alexis William Taylor
IRN AWT00001
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Alfred David Cox
IRN ADC00035
- CF21 Investment Adviser (17 Apr 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Apr 2002)
Alice Levy
IRN AXL00057
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alison Claire Rigg
IRN ACR00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alison Corden
IRN AXC01685
- CF22 Investment Adviser (Trainee) (13 Jun 2003 to 1 Jul 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.