Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Manager of certification employee (since 16 Nov 2020)
- [FCA CF] Significant management (since 9 Dec 2019)
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- [FCA CF] Material risk taker (14 May 2024 to 1 Jan 2025)
- [FCA CF] Significant management (22 Dec 2022 to 1 Jan 2025)
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- [FCA CF] Significant management (19 Apr 2023 to 31 Dec 2024)
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- [FCA CF] Material risk taker (1 Jan 2023 to 1 Jan 2025)
- [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2021)
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- [FCA CF] Significant management (22 Dec 2022 to 1 Jan 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.