Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Feb 2026)
  • Alfred Cox (no longer approved here)

    FRN 416261

    • Employed By (8 Dec 2004 to 26 Mar 2007)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (17 Apr 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Apr 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (17 Apr 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Apr 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (17 Apr 2002 to 26 Mar 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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