ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Graham Jacobsen
IRN DGJ00007
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Mar 2002)
David Grant
IRN DSG00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Greenaway
IRN DXG00099
- CF22 Investment Adviser (Trainee) (26 Apr 2002 to 3 Jun 2003)
David Hamilton Kirby-Welch
IRN DHK00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Harris
IRN DXH00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Harry Waterworth
IRN DHW00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Holloway
IRN DJH01319
- CF22 Investment Adviser (Trainee) (13 Feb 2003 to 3 Jun 2003)
David Hywel Frederick Phillips
IRN DHP01027
- CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (7 Oct 2002 to 29 May 2003)
David Ian Glassbrook
IRN DIG00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Ian Ryley
IRN DIR00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.