David Hywel Frederick Phillips

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Dec 2012)
    • CF21 Investment Adviser (29 May 2003 to 10 Oct 2003)
    • CF22 Investment Adviser (Trainee) (7 Oct 2002 to 29 May 2003)
  • David Phillips

    FRN 592419

    • Employed By (since 12 Dec 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (24 Jun 2009 to 31 Dec 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 30 Mar 2006)
  • Blueprint Financial Services Ltd (no longer approved here)

    FRN 227242

    • Employed By (20 Apr 2004 to 31 Dec 2009)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (7 Oct 2002 to 29 May 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (7 Oct 2002 to 29 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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