Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (22 Jul 2024 to 23 Jul 2024)
  • The Right Mortgage Limited (no longer approved here)

    FRN 649443

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2024)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (23 Jun 2010 to 4 Apr 2011)
  • Holloway Financial Services Ltd (no longer approved here)

    FRN 446581

    • Employed By (23 Jun 2010 to 4 Apr 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (15 Aug 2003 to 10 Jan 2006)
    • CF22 Investment Adviser (Trainee) (13 Feb 2003 to 15 Aug 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (13 Feb 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (13 Feb 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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