ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Pearson
IRN AXP00099
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Spiers
IRN AXS00017
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
Alan Stefan Wodzynski
IRN ASW00020
- CF22 Investment Adviser (Trainee) (14 Mar 2003 to 3 Jun 2003)
Alan Thomas Filsell
IRN ATF00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Thomas Ward
IRN ATW00008
- CF22 Investment Adviser (Trainee) (29 May 2002 to 3 Jun 2003)
Alan Victor Wiseman
IRN AVW00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan William Chestnutt
IRN AWC00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Mar 2002)
Alan William Cook
IRN AWC00007
- CF22 Investment Adviser (Trainee) (19 Feb 2002 to 28 May 2002)
- CF21 Investment Adviser (1 Dec 2001 to 28 May 2002)
Alan William Lindley
IRN AWL00007
- CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jan 2003)
Alastair Buchan
IRN AXB00009
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Andrew Cohen (no longer appointed)
FRN 174939 · Appointed 1 Jan 1992 · Until 3 Jun 2004
John Ernest Ellershaw (no longer appointed)
FRN 164968 · Appointed 1 Jan 1992 · Until 3 Jun 2004
Geoffrey Harris (no longer appointed)
FRN 174969 · Appointed 1 Jan 1992 · Until 3 Jun 2004
John Mason & Company (no longer appointed)
FRN 183610 · Appointed 1 Jan 1992 · Until 3 Jun 2004
Homi Mewawalla (no longer appointed)
FRN 174955 · Appointed 1 Jan 1992 · Until 3 Jun 2004
All Types of Mortgages (no longer appointed)
FRN 200849 · Appointed 1 Dec 1991 · Until 3 Jun 2004
Stephen Sheldrake (no longer appointed)
FRN 174930 · Appointed 1 Dec 1991 · Until 5 Dec 2003
Peter Eaves (no longer appointed)
FRN 174972 · Appointed 1 Nov 1991 · Until 3 Jun 2004
MJ Alldridge & Co (no longer appointed)
FRN 178308 · Appointed 1 Nov 1991 · Until 7 Dec 2004
The Comms Group Ltd (no longer appointed)
FRN 201085 · Appointed 18 Jul 1991 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.