Alan Pearson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • APWM Limited

    FRN 1046644

    • (2)Employed By (since 22 Jan 2026)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Dec 2014)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (17 Mar 2010 to 29 Jan 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • AXP Services Ltd (no longer approved here)

    FRN 416660

    • Employed By (16 Dec 2014 to 2 Mar 2026)
  • Denham Wealth Management LLP (no longer approved here)

    FRN 468415

    • Employed By (10 Feb 2014 to 14 May 2015)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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