ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Tina Ann Ledger
IRN TAL00001
- (709)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Tony Thurlow-Craig
IRN TXT00001
- (371)CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)
Tony Ying Cheung Fu
IRN TYF00001
- (249)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Torban Christopher Williams
IRN TCW00007
- (412)CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
Tracy Darren Morris
IRN TDM00005
- (1708)CF21 Investment Adviser (11 Jan 2002 to 21 May 2002)
Tracy Gina Parker
IRN TGP00007
- (2106)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Trevor Alan Daniel-Martin
IRN TXD00022
- (1334)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Trevor Anthony Gower
IRN TAG00001
- (1795)CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2003)
Trevor Edward Hillier
IRN TEH01014
- (1845)CF22 Investment Adviser (Trainee) (29 Apr 2003 to 3 Jun 2003)
Trevor Ian Colley
IRN TIC00002
- (1881)CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
- (1880)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 18 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Andrew Cohen (no longer appointed)
FRN 174939 · Appointed 1 Jan 1992 · Until 3 Jun 2004
John Ernest Ellershaw (no longer appointed)
FRN 164968 · Appointed 1 Jan 1992 · Until 3 Jun 2004
Geoffrey Harris (no longer appointed)
FRN 174969 · Appointed 1 Jan 1992 · Until 3 Jun 2004
John Mason & Company (no longer appointed)
FRN 183610 · Appointed 1 Jan 1992 · Until 3 Jun 2004
Homi Mewawalla (no longer appointed)
FRN 174955 · Appointed 1 Jan 1992 · Until 3 Jun 2004
All Types of Mortgages (no longer appointed)
FRN 200849 · Appointed 1 Dec 1991 · Until 3 Jun 2004
Stephen Sheldrake (no longer appointed)
FRN 174930 · Appointed 1 Dec 1991 · Until 5 Dec 2003
Peter Eaves (no longer appointed)
FRN 174972 · Appointed 1 Nov 1991 · Until 3 Jun 2004
MJ Alldridge & Co (no longer appointed)
FRN 178308 · Appointed 1 Nov 1991 · Until 7 Dec 2004
The Comms Group Ltd (no longer appointed)
FRN 201085 · Appointed 18 Jul 1991 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 weeks ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
2 weeks ago
controlled function added: (103)SMF4 Chief Risk
2 weeks ago
controlled function added: (102)SMF7 Group Entity Senior Manager
2 weeks ago
controlled function added: (101)SMF7 Group Entity Senior Manager
2 weeks ago
controlled function added: (100)SMF7 Group Entity Senior Manager
2 weeks ago
controlled function added: (99)SMF24 Chief Operations
2 weeks ago
controlled function added: (98)SMF18 Other Overall Responsibility
2 weeks ago
controlled function added: (97)SMF7 Group Entity Senior Manager
2 weeks ago
controlled function added: (96)SMF16 Compliance Oversight
2 weeks ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.