Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (18 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Oct 2002 to 18 Jun 2003)
  • Trevor Colley

    FRN 402155

    • Employed By (since 30 Nov 2005)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
    • CF22 Investment Adviser (Trainee) (10 Oct 2002 to 18 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
    • CF22 Investment Adviser (Trainee) (10 Oct 2002 to 18 Jun 2003)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (29 Jan 2002 to 4 Oct 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Jan 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (29 Jan 2002 to 4 Oct 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.