Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (30 Jun 2023 to 5 Jul 2024)
- [FCA CF] Client dealing (30 Jun 2023 to 5 Jul 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2023)
- CF1 Director (AR) (22 Nov 2012 to 23 Nov 2023)
- CF30 Customer (12 Apr 2012 to 1 Jul 2023)
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- Employed By (2 Sep 2013 to 23 Nov 2023)
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- (2)Employed By (22 Nov 2012 to 23 Nov 2023)
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- CF1 Director (AR) (25 Jun 2012 to 25 Oct 2012)
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- CF21 Investment Adviser (11 Jan 2002 to 21 May 2002)
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- CF21 Investment Adviser (11 Jan 2002 to 21 May 2002)
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- CF21 Investment Adviser (10 Jan 2002 to 21 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.