ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Helen Rowena Ewers
IRN HRE00002
- (1531)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Helen Sweeney
IRN HXS00026
- (991)CF22 Investment Adviser (Trainee) (19 Feb 2003 to 5 Jun 2003)
Helen Wardell
IRN HEP00002
- (2098)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Helga Wentworth
IRN HXW00002
- (56)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Hena Mosby
IRN HXA00018
- (1580)CF22 Investment Adviser (Trainee) (6 Mar 2003 to 3 Jun 2003)
Henry Clayman
IRN HXC00002
- (1025)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Henry James Paget
IRN HJP00001
- (713)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Henry Neil Harries
IRN HNH00001
- (934)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hester Reinecke
IRN HXR00249
- (75)SMF7 Group Entity Senior Manager (since 31 Oct 2024)
Hetal Mehta Jobanputra
IRN HXM01385
- (42)[FCA CF] Material risk taker (since 16 Sep 2025)
- (1312)[FCA CF] Significant management (3 Jan 2024 to 1 Jun 2024)

Smaller firms operating under this firm's FCA authorisation.

Chancellor Court Mortgages (no longer appointed)
FRN 175362 · Appointed 1 Jul 1994 · Until 3 Jun 2004
John Shipton Developments (no longer appointed)
FRN 185418 · Appointed 1 Jun 1994 · Until 3 Jun 2004
Shaftesbury Investment and Insurance Services (no longer appointed)
FRN 175236 · Appointed 6 May 1994 · Until 3 Jun 2004
Core Recruitment Limited (no longer appointed)
FRN 179665 · Appointed 5 May 1994 · Until 3 Jun 2004
David Snelgar (no longer appointed)
FRN 176074 · Appointed 1 May 1994 · Until 3 Jun 2004
Waterloo Financial Services (no longer appointed)
FRN 175721 · Appointed 1 Apr 1994 · Until 3 Jun 2004
MP Moore (no longer appointed)
FRN 178206 · Appointed 14 Mar 1994 · Until 3 Jun 2004
Wissenbach Wealth Management LLP (no longer appointed)
FRN 166024 · Appointed 17 Feb 1994 · Until 3 Jun 2004
Nexus Structured Finance Limited (no longer appointed)
FRN 169671 · Appointed 3 Feb 1994 · Until 3 Jun 2004
Tayler Bradshaw (no longer appointed)
FRN 180652 · Appointed 1 Jan 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
5 hours ago
controlled function added: (103)SMF4 Chief Risk
5 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (99)SMF24 Chief Operations
5 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
5 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (96)SMF16 Compliance Oversight
5 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.