Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ST. JAMES'S PLACE UK PLC
FRN 150026
- SMF7 Group Entity Senior Manager (since 17 Jul 2025)
- SMF4 Chief Risk (31 Oct 2024 to 17 Jul 2025)
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- SMF7 Group Entity Senior Manager (since 17 Jul 2025)
- SMF4 Chief Risk (31 Oct 2024 to 17 Jul 2025)
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- [FCA CF] Manager of certification employee (since 1 Nov 2024)
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- SMF7 Group Entity Senior Manager (since 31 Oct 2024)
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St. James's Place Wealth Management Plc
FRN 195351
- SMF4 Chief Risk (since 31 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.