Hetal Mehta Jobanputra

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- [FCA CF] Material risk taker (since 16 Sep 2025)
- [FCA CF] Significant management (3 Jan 2024 to 1 Jun 2024)
ST. JAMES'S PLACE UK PLC
FRN 150026
- [FCA CF] Material risk taker (since 16 Sep 2025)
- [FCA CF] Significant management (3 Jan 2024 to 1 Jun 2024)
ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED
FRN 622916
- [FCA CF] Material risk taker (since 16 Sep 2025)
- [FCA CF] Significant management (3 Jan 2024 to 1 Jun 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- [FCA CF] Significant management (3 Jan 2024 to 1 Jun 2024)
Daiwa Capital Markets Europe Limited (no longer approved here)
FRN 124490
- CF30 Customer (14 Oct 2010 to 2 Sep 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.