ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Arthur Edwin Whittingham
IRN AEW01047
- CF22 Investment Adviser (Trainee) (15 Apr 2003 to 3 Jun 2003)
Arvind Patel
IRN AXP00012
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ashish Patel
IRN AXP00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ashley Render
IRN AXR00009
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ashley Stefan Whitaker
IRN ASW00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Austin Edward Rawcliffe
IRN AER01028
- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (14 Jan 2002 to 12 Sep 2002)
Avril Louise Woodruff
IRN AXC00205
- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (5 Dec 2001 to 12 Sep 2002)
Barbara Anne Green
IRN BXD43298
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
Barry Anthony Russell
IRN BAR00011
- CF21 Investment Adviser (9 May 2002 to 6 Oct 2002)
Barry Cockburn
IRN BXC00030
- CF21 Investment Adviser (7 Oct 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Chancellor Court Mortgages (no longer appointed)
FRN 175362 · Appointed 1 Jul 1994 · Until 3 Jun 2004
John Shipton Developments (no longer appointed)
FRN 185418 · Appointed 1 Jun 1994 · Until 3 Jun 2004
Shaftesbury Investment and Insurance Services (no longer appointed)
FRN 175236 · Appointed 6 May 1994 · Until 3 Jun 2004
Core Recruitment Limited (no longer appointed)
FRN 179665 · Appointed 5 May 1994 · Until 3 Jun 2004
David Snelgar (no longer appointed)
FRN 176074 · Appointed 1 May 1994 · Until 3 Jun 2004
Waterloo Financial Services (no longer appointed)
FRN 175721 · Appointed 1 Apr 1994 · Until 3 Jun 2004
MP Moore (no longer appointed)
FRN 178206 · Appointed 14 Mar 1994 · Until 3 Jun 2004
Wissenbach Wealth Management LLP (no longer appointed)
FRN 166024 · Appointed 17 Feb 1994 · Until 3 Jun 2004
Nexus Structured Finance Limited (no longer appointed)
FRN 169671 · Appointed 3 Feb 1994 · Until 3 Jun 2004
Tayler Bradshaw (no longer appointed)
FRN 180652 · Appointed 1 Jan 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.