Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 28 May 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (12 Sep 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2001 to 12 Sep 2002)
  • Cody Thomas Wealth Management Practitioners (no longer approved here)

    FRN 401769

    • Employed By (1 Sep 2005 to 3 Jun 2025)
  • Avril Robinson (no longer approved here)

    FRN 416764

    • Employed By (8 Dec 2004 to 1 Sep 2005)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (5 Dec 2001 to 12 Sep 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (5 Dec 2001 to 12 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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