ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Aaron Oakes
IRN AXO00030
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Adam Barrie Phelps
IRN ABP00007
- CF21 Investment Adviser (1 Dec 2001 to 22 May 2002)
Adam Ceri Evans
IRN ACE00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Adam Hywel Jones
IRN AHJ00010
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Adam James Alistair Mitchell
IRN AJM00104
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Adam Jolles
IRN ARJ00001
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2003)
Adam Nicholas Spencer Rees
IRN ANR00002
- CF21 Investment Adviser (27 Jun 2003 to 27 Jun 2003)
- CF22 Investment Adviser (Trainee) (29 Aug 2002 to 27 Jun 2003)
Adetokunbo Aderemi Bello
IRN AXB00035
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Adrian David Batchelor
IRN ADB00066
- CF21 Investment Adviser (11 Feb 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2002)
Adrian Dixson-Smith
IRN AXD01401
- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Richard Carr (no longer appointed)
FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004
Anthony C Marangos (no longer appointed)
FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004
The Mortgage Desk (no longer appointed)
FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004
Lapada (no longer appointed)
FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004
David Staley (no longer appointed)
FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Michael Whitewood (no longer appointed)
FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Royle Consulting Group (no longer appointed)
FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004
Olmec Securities Ltd (no longer appointed)
FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Telcourt (no longer appointed)
FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Retirement Care Group (no longer appointed)
FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.