Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (28 Feb 2022 to 18 Mar 2025)
- [FCA CF] Client dealing (28 Feb 2022 to 18 Mar 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (1 Nov 2007 to 31 Mar 2021)
- CF22 Investment Adviser (Trainee) (7 Mar 2007 to 20 Jun 2007)
- CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2006)
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- (11)Employed By (31 Jul 2019 to 31 Mar 2021)
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- CF1 Director (AR) (26 Aug 2010 to 26 Jan 2018)
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- Employed By (23 Nov 2004 to 10 Nov 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.