Adrian Dixson-Smith

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 26 Jun 2017)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Aug 2002 to 12 Jan 2004)
  • DS Wealth Management Ltd

    FRN 461999

    • (1)Employed By (since 24 May 2010)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (15 Aug 2002 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (15 Aug 2002 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.