ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Arthur Edwin Whittingham
IRN AEW01047
- CF22 Investment Adviser (Trainee) (15 Apr 2003 to 3 Jun 2003)
Arvind Patel
IRN AXP00012
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ashish Patel
IRN AXP00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ashley Render
IRN AXR00009
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ashley Stefan Whitaker
IRN ASW00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Austin Edward Rawcliffe
IRN AER01028
- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (14 Jan 2002 to 12 Sep 2002)
Avril Louise Woodruff
IRN AXC00205
- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (5 Dec 2001 to 12 Sep 2002)
Barbara Anne Green
IRN BXD43298
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
Barry Anthony Russell
IRN BAR00011
- CF21 Investment Adviser (9 May 2002 to 6 Oct 2002)
Barry Cockburn
IRN BXC00030
- CF21 Investment Adviser (7 Oct 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kenneth Horne (no longer appointed)
FRN 180428 · Appointed 27 Jun 1996 · Until 3 Jun 2004
The Self Assessment Co Limited (no longer appointed)
FRN 181615 · Appointed 19 Jun 1996 · Until 3 Jun 2004
Jim Kerr Financial Services (no longer appointed)
FRN 200948 · Appointed 17 Jun 1996 · Until 3 Jun 2004
Adam Harborow (no longer appointed)
FRN 179680 · Appointed 28 May 1996 · Until 3 Jun 2004
Lion Associates (Financial Planning) Ltd (no longer appointed)
FRN 179666 · Appointed 2 May 1996 · Until 20 Apr 2005
Stephen Rowe (no longer appointed)
FRN 192819 · Appointed 1 May 1996 · Until 3 Jun 2004
Cougar Management Services Ltd (no longer appointed)
FRN 200991 · Appointed 30 Apr 1996 · Until 3 Jun 2004
Wissenbach Plc (no longer appointed)
FRN 200994 · Appointed 24 Apr 1996 · Until 3 Jun 2004
James Sugrue (no longer appointed)
FRN 200921 · Appointed 9 Apr 1996 · Until 3 Jun 2004
The Ridgeway Will Company Ltd (no longer appointed)
FRN 180648 · Appointed 3 Apr 1996 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.