ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Christopher Hughes-Jones
IRN ICH00001
- (2199)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Cockbain
IRN IXC00037
- (1341)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Donald MacKenzie
IRN IDM01091
- (99)SMF24 Chief Operations (since 9 Dec 2019)
- (2177)CF29 Significant management (30 Mar 2016 to 8 Dec 2019)
Ian Donald Pringle
IRN IDP00001
- (663)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
Ian Douglas Lindsay Jamieson
IRN IDJ00006
- (1585)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Gibson
IRN IXG00006
- (1237)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- (1236)CF22 Investment Adviser (Trainee) (26 Nov 2002 to 9 Jun 2003)
Ian Gordon Law-Smith
IRN IGL00005
- (241)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Howarth
IRN IXH00019
- (2011)CF22 Investment Adviser (Trainee) (23 May 2003 to 3 Jun 2003)
Ian James Squires
IRN IJS00012
- (501)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Kidd
IRN IXK00002
- (356)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

The Charter Mortgage Service (no longer appointed)
FRN 183818 · Appointed 1 Jan 1997 · Until 3 Jun 2004
Frensham Associates Limited (no longer appointed)
FRN 186112 · Appointed 13 Dec 1996 · Until 1 Jul 2003
Winslade Consultants Limited (no longer appointed)
FRN 186682 · Appointed 10 Dec 1996 · Until 3 Jun 2004
Harry Hyman (no longer appointed)
FRN 181616 · Appointed 6 Nov 1996 · Until 3 Jun 2004
AJC Mortgages (no longer appointed)
FRN 200970 · Appointed 30 Oct 1996 · Until 3 Jun 2004
Mike Elder (no longer appointed)
FRN 181744 · Appointed 8 Oct 1996 · Until 3 Jun 2004
Leeds Mortgage Centre (no longer appointed)
FRN 181933 · Appointed 1 Oct 1996 · Until 3 Jun 2004
Mortgage Select (no longer appointed)
FRN 185107 · Appointed 1 Sep 1996 · Until 3 Jun 2004
Meridian Partnership (no longer appointed)
FRN 184505 · Appointed 1 Aug 1996 · Until 3 Jun 2004
Allied Mortgage Services (no longer appointed)
FRN 181844 · Appointed 1 Jul 1996 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
3 hours ago
controlled function added: (103)SMF4 Chief Risk
3 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (99)SMF24 Chief Operations
3 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
3 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (96)SMF16 Compliance Oversight
3 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.