Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 7 Jan 2026)
- SMF1 Chief Executive (since 2 Mar 2021)
- SMF24 Chief Operations (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 23 Jul 2024)
- CF1 Director (15 Oct 2018 to 8 Dec 2019)
- CF29 Significant management (30 Mar 2016 to 15 Oct 2018)
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ST. JAMES'S PLACE UK PLC
FRN 150026
- SMF1 Chief Executive (since 2 Mar 2021)
- SMF24 Chief Operations (since 11 Apr 2019)
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 11 Apr 2019)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF29 Significant management (18 Feb 2016 to 6 Mar 2016)
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- SMF24 Chief Operations (since 9 Dec 2019)
- CF29 Significant management (30 Mar 2016 to 8 Dec 2019)
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St. James's Place Wealth Management Plc
FRN 195351
- SMF24 Chief Operations (since 9 Dec 2019)
- CF29 Significant management (30 Mar 2016 to 8 Dec 2019)
- CF1 Director (30 Mar 2012 to 8 Apr 2016)
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- [FCA CF] Significant management (9 Dec 2019 to 9 Jan 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.