Ian Howarth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited

    FRN 435779

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 3 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (24 Mar 2006 to 14 Jul 2006)
    • CF22 Investment Adviser (Trainee) (23 May 2003 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF7 Sole Trader (AR) (24 Mar 2006 to 15 Sep 2006)
    • CF21 Investment Adviser (6 Nov 2003 to 15 Sep 2006)
    • CF22 Investment Adviser (Trainee) (23 May 2003 to 6 Nov 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (23 May 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.