ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Neil Christopher Pritchard
IRN NCP00001
- (1409)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Colin Foreman
IRN NCF00002
- (1566)CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Jun 2003)
Neil Douglas Penketh
IRN NDP00014
- (895)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Duncan Drummond
IRN NDD00001
- (173)CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2002)
Neil Grahame Mathew Hall
IRN GMH00002
- (620)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Haydon Francis
IRN NHF00003
- (2156)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil James Webb
IRN NJW00063
- (471)CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- (470)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Dec 2002)
Neil Johnson
IRN DNJ00004
- (1598)CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2002)
Neil Killoh
IRN NXK00014
- (570)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Lawrence Fletcher
IRN NLF00002
- (1896)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

David Raybould (no longer appointed)
FRN 221942 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Halton Kelly Independent Property Sevices (no longer appointed)
FRN 221624 · Appointed 2 Jan 2003 · Until 3 Jun 2004
Capital Homes (no longer appointed)
FRN 221518 · Appointed 20 Dec 2002 · Until 3 Jun 2004
Selective Consulting Ltd (no longer appointed)
FRN 220983 · Appointed 30 Nov 2002 · Until 3 Jun 2004
Northern Mortgages Ltd (no longer appointed)
FRN 220982 · Appointed 30 Nov 2002 · Until 3 Jun 2004
MD Wealth Management (no longer appointed)
FRN 220981 · Appointed 30 Nov 2002 · Until 3 Jun 2004
Malcolm Gates Financial Services (no longer appointed)
FRN 220643 · Appointed 14 Nov 2002 · Until 3 Jun 2004
Dinford Alexandra Ltd (no longer appointed)
FRN 219999 · Appointed 24 Oct 2002 · Until 3 Jun 2004
Residential/Investment Mortgage Services Ltd (no longer appointed)
FRN 219285 · Appointed 26 Sep 2002 · Until 3 Jun 2004
HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
11 hours ago
controlled function added: (103)SMF4 Chief Risk
11 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (99)SMF24 Chief Operations
11 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (96)SMF16 Compliance Oversight
11 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.