Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 26 Apr 2022)
    • CF1 Director (AR) (21 Sep 2006 to 26 Apr 2022)
    • CF21 Investment Adviser (9 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 May 2003 to 9 Oct 2003)
  • Chelmer Financial Advice Ltd (no longer approved here)

    FRN 401324

    • Employed By (15 Jun 2004 to 26 Apr 2022)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.