ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jose Maria Garcia Campo
IRN JMG01153
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joseph Blackie
IRN JGB00025
- CF21 Investment Adviser (1 Oct 2002 to 10 Dec 2002)
Joseph Cerere Mulandi
IRN JCM00018
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joseph Dan Beiny
IRN JDB00033
- CF22 Investment Adviser (Trainee) (27 Aug 2002 to 3 Jun 2003)
Joseph John Wiggins
IRN JJW01092
- 14. Managing investments
- [FCA CF] Client dealing (since 4 Apr 2025)
- [FCA CF] Manager of certification employee (since 4 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
- [FCA CF] Material risk taker (since 12 Sep 2023)
- [FCA CF] Significant management (since 12 Sep 2023)
- [FCA CF] Manager of certification employee (12 Sep 2023 to 1 Jun 2024)
- [FCA CF] Significant management (19 Jul 2021 to 9 Sep 2022)
Joseph O'Brian (Joe) Moore
IRN JOM00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joseph Thomas
IRN JXT00064
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Josephine Clemency Blythe
IRN JCB00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Josephine Mary Therese Rose Pollard
IRN JMP00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Julia Elizabeth Richardson
IRN JER00002
- CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
- CF22 Investment Adviser (Trainee) (31 Dec 2002 to 18 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd (no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd (no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB (no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser (no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin (no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies (no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.