Joseph Blackie

• True Potential Wealth Management LLP

  FRN 529810

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 May 2022)
  • [FCA CF] Client dealing (since 12 May 2022)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Aug 2022)
  • CF30 Customer (16 Jul 2010 to 12 Aug 2022)
  • CF1 Director (AR) (16 Jul 2010 to 12 Aug 2022)
• PRG Financial Planners Limited (no longer approved here)

  FRN 592781

  • (18)Employed By (14 Aug 2017 to 8 Oct 2018)
• PRG Independent Limited (no longer approved here)

  FRN 592823

  • (6)Employed By (14 Aug 2017 to 26 Sep 2018)
• ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

  FRN 122472

  • CF21 Investment Adviser (1 Oct 2002 to 10 Dec 2002)
• ST. JAMES'S PLACE UK PLC (no longer approved here)

  FRN 150026

  • CF21 Investment Adviser (1 Oct 2002 to 10 Dec 2002)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF21 Investment Adviser (1 Oct 2002 to 10 Dec 2002)
• TenetConnect Services Limited (no longer approved here)

  FRN 150643

  • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
• Heritage Financial Partners (Northern) Limited (no longer approved here)

  FRN 200390

  • (33)Employed By (10 Jul 2001 to 10 Dec 2002)

No changes recorded yet.