Joseph John Wiggins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UK PLC

    FRN 150026

    • [FCA CF] Manager of certification employee (since 11 Mar 2026)
    • [FCA CF] Material risk taker (since 14 May 2024)
    • [FCA CF] Significant management (since 12 Sep 2023)
    • [FCA CF] Manager of certification employee (12 Sep 2023 to 1 Jun 2024)
    • [FCA CF] Significant management (19 Jul 2021 to 9 Sep 2022)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • [FCA CF] Manager of certification employee (since 11 Mar 2026)
    • [FCA CF] Significant management (since 12 Sep 2023)
    • [FCA CF] Manager of certification employee (12 Sep 2023 to 1 Jun 2024)
    • [FCA CF] Significant management (19 Jul 2021 to 9 Sep 2022)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED

    FRN 622916

    • [FCA CF] Manager of certification employee (since 11 Mar 2026)
    • [FCA CF] Significant management (since 12 Sep 2023)
    • [FCA CF] Manager of certification employee (12 Sep 2023 to 1 Jun 2024)
    • [FCA CF] Significant management (19 Jul 2021 to 9 Sep 2022)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED

    FRN 155241

    • [FCA CF] Significant management (since 7 Jul 2025)
    • [FCA CF] Manager of certification employee (since 20 Sep 2024)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

    FRN 122472

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
    • [FCA CF] Manager of certification employee (since 4 Apr 2025)
    • [FCA CF] Client dealing (since 4 Apr 2025)
    • [FCA CF] Significant management (since 12 Sep 2023)
    • [FCA CF] Material risk taker (since 12 Sep 2023)
    • [FCA CF] Manager of certification employee (12 Sep 2023 to 1 Jun 2024)
    • [FCA CF] Significant management (19 Jul 2021 to 9 Sep 2022)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2021)
    • CF30 Customer (8 Feb 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2021)
    • CF30 Customer (29 Jul 2016 to 8 Dec 2019)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (14 Jul 2008 to 13 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

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