ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Coomarassen Jason Rungasamy
IRN CJR00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Craig Alan Showell
IRN CAS00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Craig Donald John Masson
IRN CDM00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Craig Gordon Gentle
IRN CGG01033
- SMF3 Executive Director (9 Dec 2019 to 8 Jul 2024)
- SMF2 Chief Finance (9 Dec 2019 to 8 Jul 2024)
- CF1 Director (18 Dec 2017 to 8 Dec 2019)
- CF28 Systems and controls (25 Jan 2017 to 2 Jan 2018)
Craig John Warren-Lee
IRN CJL00059
- CF21 Investment Adviser (2 Oct 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Oct 2002)
Craig Julian Lister
IRN CJL00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Craig Kerr Robertson
IRN CKR00001
- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Craig McMillan Tweedley
IRN CMT00010
- CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (16 Aug 2002 to 29 May 2003)
Craig Scrimgeour Mackay
IRN CSM00011
- CF21 Investment Adviser (25 Mar 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (9 Oct 2002 to 25 Mar 2003)
Craig Stewart Bryan
IRN CXB00970
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Sep 2025)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd (no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd (no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB (no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser (no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin (no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies (no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.