Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF12 Chair of the Remuneration Committee (since 5 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 9 May 2024)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • SMF3 Executive Director (9 Dec 2019 to 8 Jul 2024)
    • SMF2 Chief Finance (9 Dec 2019 to 8 Jul 2024)
    • CF1 Director (18 Dec 2017 to 8 Dec 2019)
    • CF28 Systems and controls (25 Jan 2017 to 2 Jan 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • SMF2 Chief Finance (9 Dec 2019 to 16 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 16 Sep 2024)
    • CF1 Director (18 Dec 2017 to 8 Dec 2019)
    • CF28 Systems and controls (25 Jan 2017 to 2 Jan 2018)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • SMF2 Chief Finance (9 Dec 2019 to 8 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 8 Jul 2024)
    • CF1 Director (18 Dec 2017 to 8 Dec 2019)
    • CF28 Systems and controls (25 Jan 2017 to 2 Jan 2018)
  • St. James's Place Partnership Services Limited (no longer approved here)

    FRN 719983

    • SMF3 Executive Director (9 Dec 2019 to 16 Sep 2024)
    • CF1 Director (18 Dec 2017 to 8 Dec 2019)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • SMF2 Chief Finance (10 Dec 2018 to 21 Jul 2024)
    • SIMF2 Chief Finance Function (18 Dec 2017 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (20 Aug 2016 to 29 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.