Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
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- [FCA CF] CASS oversight function (since 25 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.