ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Simon John Jones
IRN SJJ00006
- (1796)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon John Lewis Jeffreys
IRN SJJ01098
- (2157)SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2023)
- (2158)CF2 Non Executive Director (6 Nov 2013 to 8 Dec 2019)
Simon John Reid
IRN SJR00002
- (1914)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Jonathon Monks
IRN SJM01180
- (1563)[FCA CF] Manager of certification employee (2 Feb 2023 to 18 Mar 2025)
- (1562)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Lidbury
IRN SPL00017
- (1374)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Lister
IRN SJL00078
- (1592)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Nicholas Uglow
IRN SNU01002
- (2027)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Paul Andrews
IRN SXA00050
- (1178)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Paul Barbett
IRN SPB00041
- (1400)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Peter Corello
IRN SPC00001
- (1030)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd (no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd (no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB (no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser (no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin (no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies (no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

3 days ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
3 days ago
controlled function added: (103)SMF4 Chief Risk
3 days ago
controlled function added: (102)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (101)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (100)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (99)SMF24 Chief Operations
3 days ago
controlled function added: (98)SMF18 Other Overall Responsibility
3 days ago
controlled function added: (97)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (96)SMF16 Compliance Oversight
3 days ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.