Simon Jonathon Monks

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • [FCA CF] Manager of certification employee (2 Feb 2023 to 18 Mar 2025)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • [FCA CF] Manager of certification employee (2 Feb 2023 to 18 Mar 2025)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jul 2022)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Mar 2025)
    • CF29 Significant management (1 Nov 2007 to 10 Mar 2017)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)
  • St. James's Place Partnership Services Limited (no longer approved here)

    FRN 719983

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.