ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Stuart Fraser
IRN MSF00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Stuart Roberts
IRN MSR00024
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Thomas Delaney
IRN MXD00007
- CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
Mark Thomas FitzPatrick
IRN MTF00007
- SMF7 Group Entity Senior Manager (since 30 Nov 2023)
Mark Thomas Shields
IRN MTS00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Timothy Bennett
IRN MAB00068
- CF22 Investment Adviser (Trainee) (11 Jun 2002 to 11 Apr 2003)
Mark William Clifford
IRN MWC00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark William Newman
IRN MXN01172
- [FCA CF] Material risk taker (since 15 Aug 2025)
- [FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
- [FCA CF] Significant management (27 Apr 2021 to 18 Mar 2025)
Martin Andrew Abrams
IRN MXA00096
- CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Martin Andrew Cook
IRN MAC00014
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd (no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd (no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB (no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser (no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin (no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies (no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.