ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kenneth Duncan Foreman
IRN KDF00001
- (787)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Durie Milne
IRN KDM00001
- (239)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Gordon McLeod
IRN KGM00001
- (784)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2002)
Kenneth James Douglas
IRN KJD00008
- (782)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth James Smith
IRN KJS00003
- (60)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Mark Baker
IRN KMB00013
- (1203)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Platt
IRN KFP00003
- (1246)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Richard Edgeworth Rhatigan
IRN KRR00001
- (259)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Kenneth Thomas Room
IRN KTR00004
- (1049)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Apr 2002)
Keri Davies
IRN KWD00004
- (1672)CF22 Investment Adviser (Trainee) (5 Mar 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

The Total Financial Services Company Ltd (no longer appointed)
FRN 193876 · Appointed 29 Sep 1999 · Until 3 Jun 2004
AVW Mortgages (Alan Wiseman) (no longer appointed)
FRN 192337 · Appointed 27 Sep 1999 · Until 3 Jun 2004
Michael Hocking Associates (no longer appointed)
FRN 193990 · Appointed 27 Sep 1999 · Until 3 Jun 2004
Michael D Allen & Associates (no longer appointed)
FRN 192462 · Appointed 27 Sep 1999 · Until 3 Jun 2004
Danhus Insurance Services (no longer appointed)
FRN 192453 · Appointed 27 Sep 1999 · Until 21 May 2002
Braddock Thornton Wealth Management (no longer appointed)
FRN 192479 · Appointed 27 Sep 1999 · Until 3 Jun 2004
Great Stour Associates (no longer appointed)
FRN 201767 · Appointed 27 Sep 1999 · Until 20 Feb 2003
Key Wealth Management Ltd (no longer appointed)
FRN 201724 · Appointed 15 Sep 1999 · Until 3 Jun 2004
Keri Watkins (no longer appointed)
FRN 175696 · Appointed 7 Sep 1999 · Until 3 Jun 2004
Octagon Partnership (no longer appointed)
FRN 193529 · Appointed 6 Sep 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

9 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
9 hours ago
controlled function added: (103)SMF4 Chief Risk
9 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (99)SMF24 Chief Operations
9 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
9 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (96)SMF16 Compliance Oversight
9 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.