Kenneth Platt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Platt Partnership Limited (no longer approved here)
FRN 845009
- (1)Employed By (11 Jul 2019 to 6 Mar 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (25 Nov 2011 to 13 Aug 2019)
- CF4 Partner (AR) (30 Jul 2009 to 16 Nov 2011)
- CF30 Customer (1 Nov 2007 to 6 Mar 2020)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
The Platt Partnership Limited (no longer approved here)
FRN 493199
- Employed By (22 May 2009 to 6 Mar 2020)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.