Keri Davies

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
- CF30 Customer (6 Feb 2015 to 2 Jun 2015)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (199)Employed By (20 Jul 2015 to 13 Oct 2023)
Beals Mortgage and Financial Services Limited (no longer approved here)
FRN 471442
- Employed By (9 Oct 2014 to 2 Jun 2015)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (4 Sep 2008 to 9 Jul 2009)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF22 Investment Adviser (Trainee) (5 Mar 2003 to 3 Jun 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF22 Investment Adviser (Trainee) (5 Mar 2003 to 3 Jun 2003)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF22 Investment Adviser (Trainee) (5 Mar 2003 to 11 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.