ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jose Maria Garcia Campo
IRN JMG01153
- (2059)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joseph Blackie
IRN JGB00025
- (1583)CF21 Investment Adviser (1 Oct 2002 to 10 Dec 2002)
Joseph Cerere Mulandi
IRN JCM00018
- (491)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joseph Dan Beiny
IRN JDB00033
- (834)CF22 Investment Adviser (Trainee) (27 Aug 2002 to 3 Jun 2003)
Joseph John Wiggins
IRN JJW01092
- (65)SMF18 Other Overall Responsibility (since 7 May 2026)
- (1859)[FCA CF] Client dealing (4 Apr 2025 to 13 May 2026)
- (1862)[FCA CF] Functions requiring qualifications (4 Apr 2025 to 13 May 2026)
- (1861)[FCA CF] Manager of certification employee (12 Sep 2023 to 1 Jun 2024)
- (1860)[FCA CF] Material risk taker (12 Sep 2023 to 13 May 2026)
- (1863)[FCA CF] Significant management (19 Jul 2021 to 9 Sep 2022)
Joseph O'Brian (Joe) Moore
IRN JOM00001
- (811)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joseph Thomas
IRN JXT00064
- (2018)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Josephine Clemency Blythe
IRN JCB00003
- (1932)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Josephine Mary Therese Rose Pollard
IRN JMP00003
- (917)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Julia Elizabeth Richardson
IRN JER00002
- (825)CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
- (824)CF22 Investment Adviser (Trainee) (31 Dec 2002 to 18 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

The Clarke Financial Partnership (no longer appointed)
FRN 194012 · Appointed 2 Dec 1999 · Until 3 Jun 2004
Watercress Associates Ltd (no longer appointed)
FRN 193967 · Appointed 1 Dec 1999 · Until 8 Jul 2003
Tower York Financial Services (Alan Brown) (no longer appointed)
FRN 192334 · Appointed 1 Dec 1999 · Until 3 Jun 2004
JRF Mortgages (no longer appointed)
FRN 201559 · Appointed 1 Dec 1999 · Until 30 Oct 2003
Alan Reed Management (no longer appointed)
FRN 192336 · Appointed 25 Nov 1999 · Until 3 Jun 2004
Teachers Pensions Services (Chris Scott) (no longer appointed)
FRN 192433 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Nevill Associates (no longer appointed)
FRN 192468 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Michael Symonds (no longer appointed)
FRN 188950 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Clifford David Associates (no longer appointed)
FRN 192436 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Hampstons Estates Limited (no longer appointed)
FRN 201782 · Appointed 15 Nov 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 hour ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
1 hour ago
controlled function added: (103)SMF4 Chief Risk
1 hour ago
controlled function added: (102)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (101)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (100)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (99)SMF24 Chief Operations
1 hour ago
controlled function added: (98)SMF18 Other Overall Responsibility
1 hour ago
controlled function added: (97)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (96)SMF16 Compliance Oversight
1 hour ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.