ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Malcolm Joseph Harvey
IRN MJH00059
- (50)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2002)
Malcolm Milne
IRN MXM01549
- (1066)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- (1065)CF22 Investment Adviser (Trainee) (22 Mar 2002 to 23 Sep 2002)
Malcolm Philip Gates
IRN MPG00015
- (962)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Richard Dolton
IRN MRD00008
- (6)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Robert Whales
IRN MTW01041
- (141)CF21 Investment Adviser (19 Oct 2002 to 3 Jun 2003)
Malcolm Roy John Gifford
IRN MRG00008
- (1455)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Stobart
IRN MXS00143
- (260)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Marc Antony Smelt
IRN MAS00031
- (1838)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Marc Berryman
IRN MXB86397
- (2215)[FCA CF] Significant management (17 Nov 2025 to 31 Jan 2026)
- (2214)[FCA CF] Material risk taker (17 Nov 2025 to 31 Jan 2026)
Marc Gold
IRN MXG00005
- (1375)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Hinks & Hall Plc (no longer appointed)
FRN 193102 · Appointed 21 Aug 2000 · Until 3 Jun 2004
Chapplins Estate Agents (Havant & Bordon) (no longer appointed)
FRN 195347 · Appointed 10 Aug 2000 · Until 3 Jun 2004
Riverside Financial Management (no longer appointed)
FRN 193402 · Appointed 7 Aug 2000 · Until 3 Jun 2004
PJ Windows Ltd (no longer appointed)
FRN 192686 · Appointed 2 Aug 2000 · Until 5 Feb 2003
Benjamin Stagg (no longer appointed)
FRN 192685 · Appointed 26 Jul 2000 · Until 3 Jun 2004
Theresa Chambers (no longer appointed)
FRN 193107 · Appointed 25 Jul 2000 · Until 3 Jun 2004
J Travis (no longer appointed)
FRN 193423 · Appointed 20 Jul 2000 · Until 3 Jun 2004
Bowburn Mortgage Services (no longer appointed)
FRN 193105 · Appointed 20 Jul 2000 · Until 3 Jun 2004
Complete Financial Management (no longer appointed)
FRN 193614 · Appointed 17 Jul 2000 · Until 3 Jun 2004
Holmes-Naden (Estates) Ltd (no longer appointed)
FRN 193613 · Appointed 17 Jul 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

4 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
4 hours ago
controlled function added: (103)SMF4 Chief Risk
4 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
4 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
4 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
4 hours ago
controlled function added: (99)SMF24 Chief Operations
4 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
4 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
4 hours ago
controlled function added: (96)SMF16 Compliance Oversight
4 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.