Marc Antony Smelt

• 2 Plan Wealth Management Limited

  FRN 461598

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 14 Aug 2024)
  • CF1 Director (AR) (since 17 Jun 2024)
  • CF30 Customer (since 17 Jun 2024)
  • [FCA CF] Functions requiring qualifications (1 May 2024 to 14 Aug 2024)
  • [FCA CF] Client dealing (1 May 2024 to 14 Aug 2024)
• Four Wealth Planning Limited

  FRN 1013905

  • (2)Employed By (since 17 Jun 2024)
• Crown Wealth Ltd (no longer approved here)

  FRN 493766

  • Employed By (27 Nov 2020 to 30 Apr 2024)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2024)
  • CF1 Director (AR) (21 Aug 2013 to 15 Dec 2020)
  • CF30 Customer (27 Mar 2012 to 30 Apr 2024)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2004)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF1 Director (AR) (23 Dec 2009 to 6 Dec 2010)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF1 Director (AR) (6 Nov 2008 to 2 Apr 2012)
  • CF30 Customer (6 Nov 2008 to 2 Apr 2012)
• Quilter Mortgage Planning Limited (no longer approved here)

  FRN 440718

  • CF1 Director (AR) (6 Nov 2008 to 2 Apr 2012)
• ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

  FRN 122472

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• ST. JAMES'S PLACE UK PLC (no longer approved here)

  FRN 150026

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

No changes recorded yet.