Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Apr 2024 to 1 May 2024)
- [FCA CF] Functions requiring qualifications (9 Apr 2024 to 1 May 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jun 2023)
- CF30 Customer (1 Nov 2007 to 6 Jun 2023)
- CF1 Director (AR) (29 Sep 2004 to 13 Sep 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- (1)Employed By (8 Dec 2004 to 6 Jun 2023)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.