ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jane Anne Finnerty
IRN JAF01105
- CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
- CF22 Investment Adviser (Trainee) (13 Dec 2002 to 18 Jun 2003)
Jane Ballantyne
IRN JXB00200
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jane Elizabeth Bownas
IRN JEB00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jane Rachel Patricia McTigue
IRN JRM01089
- CF10 Compliance Oversight (16 Aug 2004 to 31 Mar 2012)
Janine Edwards
IRN JXC00188
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jared Whitehouse
IRN JXW01952
- [FCA CF] Material risk taker (1 Jan 2022 to 31 Oct 2025)
- [FCA CF] Significant management (10 Jun 2020 to 31 Oct 2025)
- [FCA CF] Manager of certification employee (10 Jun 2020 to 31 Oct 2025)
- SMF5 Head of Internal Audit (9 Dec 2019 to 16 Sep 2020)
- CF28 Systems and controls (1 Jan 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Aug 2008 to 31 Mar 2012)
- CF10 Compliance Oversight (11 Feb 2008 to 21 Aug 2015)
Jason Benjamin Bleanch
IRN JBB00009
- CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)
Jason Hale
IRN JXH00135
- CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (4 Apr 2002 to 30 Jan 2003)
Jason Keith Wheelhouse
IRN JKW00007
- CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Jason Mark Manley
IRN JMM00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004
Alastair Clarke & Co (no longer appointed)
FRN 223798 · Appointed 25 Mar 2003 · Until 28 Apr 2004
E M Manuel Goldman (no longer appointed)
FRN 223739 · Appointed 20 Mar 2003 · Until 3 Jun 2004
Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
ACA Asset Finance Ltd (no longer appointed)
FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Haley (no longer appointed)
FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Webb Consultancy (no longer appointed)
FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.