ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Ian Jennings
IRN MIJ00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Jeremy Coldrey
IRN MJC00095
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Joseph Lund
IRN MJL01212
- CF1 Director (20 Aug 2003 to 5 Jan 2007)
- CF3 Chief Executive (20 Aug 2003 to 5 Jan 2007)
- CF8 Apportionment and Oversight (20 Aug 2003 to 5 Jan 2007)
Mark Kenway Lambert
IRN MXL43300
- [FCA CF] Significant management (9 Dec 2019 to 23 Nov 2020)
Mark Kevin Leather
IRN MKL01024
- [FCA CF] Material risk taker (22 Jan 2024 to 1 Nov 2024)
- [FCA CF] Significant management (27 Jan 2022 to 18 Mar 2025)
Mark Leigh Scorer
IRN MLS00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Michael Daly
IRN MMD01021
- CF21 Investment Adviser (17 May 2002 to 22 Jul 2002)
Mark Owen
IRN MXO00003
- CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Sep 2002)
Mark Patrick Vernon
IRN MPV00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Redpath
IRN MXR00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004
Alastair Clarke & Co (no longer appointed)
FRN 223798 · Appointed 25 Mar 2003 · Until 28 Apr 2004
E M Manuel Goldman (no longer appointed)
FRN 223739 · Appointed 20 Mar 2003 · Until 3 Jun 2004
Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
ACA Asset Finance Ltd (no longer appointed)
FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Haley (no longer appointed)
FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Webb Consultancy (no longer appointed)
FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.