ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jane Anne Finnerty
IRN JAF01105
- CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
- CF22 Investment Adviser (Trainee) (13 Dec 2002 to 18 Jun 2003)
Jane Ballantyne
IRN JXB00200
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jane Elizabeth Bownas
IRN JEB00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jane Rachel Patricia McTigue
IRN JRM01089
- CF10 Compliance Oversight (16 Aug 2004 to 31 Mar 2012)
Janine Edwards
IRN JXC00188
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jared Whitehouse
IRN JXW01952
- [FCA CF] Material risk taker (1 Jan 2022 to 31 Oct 2025)
- [FCA CF] Significant management (10 Jun 2020 to 31 Oct 2025)
- [FCA CF] Manager of certification employee (10 Jun 2020 to 31 Oct 2025)
- SMF5 Head of Internal Audit (9 Dec 2019 to 16 Sep 2020)
- CF28 Systems and controls (1 Jan 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Aug 2008 to 31 Mar 2012)
- CF10 Compliance Oversight (11 Feb 2008 to 21 Aug 2015)
Jason Benjamin Bleanch
IRN JBB00009
- CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)
Jason Hale
IRN JXH00135
- CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (4 Apr 2002 to 30 Jan 2003)
Jason Keith Wheelhouse
IRN JKW00007
- CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Jason Mark Manley
IRN JMM00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Des Barron (no longer appointed)
FRN 195479 · Appointed 10 Apr 2001 · Until 3 Jun 2004
Allen Roberts & Associates (no longer appointed)
FRN 195437 · Appointed 2 Apr 2001 · Until 3 Jun 2004
Mortgage Matters Ltd (no longer appointed)
FRN 201974 · Appointed 2 Apr 2001 · Until 3 Jun 2004
CGA Financial & Investment Services Limited (no longer appointed)
FRN 201973 · Appointed 30 Mar 2001 · Until 3 Jun 2004
MRB Mortgage Services (no longer appointed)
FRN 201972 · Appointed 30 Mar 2001 · Until 3 Jun 2004
Talkwise (no longer appointed)
FRN 195404 · Appointed 29 Mar 2001 · Until 3 Jun 2004
Mary Cunningham Financial Solutions (no longer appointed)
FRN 201965 · Appointed 28 Mar 2001 · Until 3 Jun 2004
The Elegant Solution Company (no longer appointed)
FRN 201946 · Appointed 28 Mar 2001 · Until 3 Jun 2004
John Gough (no longer appointed)
FRN 201945 · Appointed 27 Mar 2001 · Until 3 Jun 2004
Paul.F Muxlow Financial Services (no longer appointed)
FRN 195349 · Appointed 27 Mar 2001 · Until 21 May 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.