ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Malcolm Joseph Harvey
IRN MJH00059
- CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2002)
Malcolm Milne
IRN MXM01549
- CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (22 Mar 2002 to 23 Sep 2002)
Malcolm Philip Gates
IRN MPG00015
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Richard Dolton
IRN MRD00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Robert Whales
IRN MTW01041
- CF21 Investment Adviser (19 Oct 2002 to 3 Jun 2003)
Malcolm Roy John Gifford
IRN MRG00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Stobart
IRN MXS00143
- CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Marc Antony Smelt
IRN MAS00031
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Marc Berryman
IRN MXB86397
- [FCA CF] Significant management (17 Nov 2025 to 31 Jan 2026)
- [FCA CF] Material risk taker (17 Nov 2025 to 31 Jan 2026)
Marc Gold
IRN MXG00005
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Equity Finance Brokers (no longer appointed)
FRN 195986 · Appointed 17 May 2001 · Until 3 Jun 2004
Chris Wilkinson Mortgage Services (no longer appointed)
FRN 195781 · Appointed 14 May 2001 · Until 3 Jun 2004
Roger Watts Associates (no longer appointed)
FRN 195780 · Appointed 14 May 2001 · Until 3 Jun 2004
Business Wise Financial Services (no longer appointed)
FRN 195984 · Appointed 14 May 2001 · Until 3 Jun 2004
David Johnson Mortgage & General Services (no longer appointed)
FRN 195985 · Appointed 11 May 2001 · Until 3 Jun 2004
Hon Patrick Orde-Powelett (no longer appointed)
FRN 195696 · Appointed 9 May 2001 · Until 3 Jun 2004
J Smith & Co (no longer appointed)
FRN 202002 · Appointed 9 May 2001 · Until 3 Jun 2004
KGH Consultancies (no longer appointed)
FRN 202001 · Appointed 4 May 2001 · Until 3 Jun 2004
Doncaster Financial Advice Centre Ltd (no longer appointed)
FRN 195678 · Appointed 2 May 2001 · Until 3 Jun 2004
Michael Mellors (no longer appointed)
FRN 195697 · Appointed 1 May 2001 · Until 19 Jan 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.