ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Anthony William Mudd
IRN AWM01123
- [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2021)
Anthony William Payne
IRN AWP00016
- CF21 Investment Adviser (18 Mar 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2002)
Anthony William Suddaby
IRN AWS00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Anton Harold Lee
IRN AHL00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anton Stephen Packheiser
IRN ASP00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Antonia Siddle
IRN AXS05253
- [FCA CF] Material risk taker (since 1 Nov 2024)
- [FCA CF] Significant management (since 5 Aug 2024)
Antony Gow
IRN AXG00028
- CF22 Investment Adviser (Trainee) (7 Mar 2002 to 3 Jun 2003)
Antony James Hannigan
IRN AXH00014
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Archie McLeod Love
IRN AML00027
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Arlene Addison
IRN AXA00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004
Claude H Elmer (no longer appointed)
FRN 206261 · Appointed 2 Jul 2001 · Until 25 Jul 2003
Sterling Trust Advisers (no longer appointed)
FRN 206250 · Appointed 25 Jun 2001 · Until 3 Jun 2004
Continental Financial Practice Ltd (no longer appointed)
FRN 206240 · Appointed 18 Jun 2001 · Until 30 Dec 2002
Chartwell Consulting Ltd (no longer appointed)
FRN 206233 · Appointed 11 Jun 2001 · Until 3 Jun 2004
Select Independent Mortgages (no longer appointed)
FRN 206225 · Appointed 24 May 2001 · Until 3 Jun 2004
Farmers & Mercantrie Insurance Consultants Ltd (no longer appointed)
FRN 195814 · Appointed 24 May 2001 · Until 3 Jun 2004
The Julian Guymer Practice (no longer appointed)
FRN 206224 · Appointed 23 May 2001 · Until 3 Jun 2004
FCS Scotland Ltd (no longer appointed)
FRN 195983 · Appointed 21 May 2001 · Until 3 Jun 2004
Ambience Mortgage (no longer appointed)
FRN 195779 · Appointed 21 May 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.