ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Ian Jennings
IRN MIJ00004
- (1138)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Jeremy Coldrey
IRN MJC00095
- (651)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Joseph Lund
IRN MJL01212
- (1693)CF3 Chief Executive (20 Aug 2003 to 5 Jan 2007)
- (1694)CF1 Director (20 Aug 2003 to 5 Jan 2007)
- (1692)CF8 Apportionment and Oversight (20 Aug 2003 to 5 Jan 2007)
Mark Kenway Lambert
IRN MXL43300
- (1456)[FCA CF] Significant management (9 Dec 2019 to 23 Nov 2020)
Mark Kevin Leather
IRN MKL01024
- (2200)[FCA CF] Material risk taker (22 Jan 2024 to 1 Nov 2024)
- (2201)[FCA CF] Significant management (27 Jan 2022 to 18 Mar 2025)
Mark Leigh Scorer
IRN MLS00002
- (229)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Michael Daly
IRN MMD01021
- (1907)CF21 Investment Adviser (17 May 2002 to 22 Jul 2002)
Mark Owen
IRN MXO00003
- (1505)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- (1504)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Sep 2002)
Mark Patrick Vernon
IRN MPV00002
- (1834)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Redpath
IRN MXR00007
- (2133)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004
Claude H Elmer (no longer appointed)
FRN 206261 · Appointed 2 Jul 2001 · Until 25 Jul 2003
Sterling Trust Advisers (no longer appointed)
FRN 206250 · Appointed 25 Jun 2001 · Until 3 Jun 2004
Continental Financial Practice Ltd (no longer appointed)
FRN 206240 · Appointed 18 Jun 2001 · Until 30 Dec 2002
Chartwell Consulting Ltd (no longer appointed)
FRN 206233 · Appointed 11 Jun 2001 · Until 3 Jun 2004
Select Independent Mortgages (no longer appointed)
FRN 206225 · Appointed 24 May 2001 · Until 3 Jun 2004
Farmers & Mercantrie Insurance Consultants Ltd (no longer appointed)
FRN 195814 · Appointed 24 May 2001 · Until 3 Jun 2004
The Julian Guymer Practice (no longer appointed)
FRN 206224 · Appointed 23 May 2001 · Until 3 Jun 2004
FCS Scotland Ltd (no longer appointed)
FRN 195983 · Appointed 21 May 2001 · Until 3 Jun 2004
Ambience Mortgage (no longer appointed)
FRN 195779 · Appointed 21 May 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 hour ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
1 hour ago
controlled function added: (103)SMF4 Chief Risk
1 hour ago
controlled function added: (102)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (101)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (100)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (99)SMF24 Chief Operations
1 hour ago
controlled function added: (98)SMF18 Other Overall Responsibility
1 hour ago
controlled function added: (97)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (96)SMF16 Compliance Oversight
1 hour ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.