ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Caroline Griffiths
IRN CXG00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Caroline Waddington
IRN CXO01322
- SMF7 Group Entity Senior Manager (since 16 Sep 2024)
Caryll Reed
IRN CXR00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Caryn Lesley Putney
IRN CLP01020
- CF24 Pension Transfer Specialist (1 Dec 2001 to 7 Jul 2003)
Catherine Mary Gallacher
IRN CMG00005
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Catherine Vera Thearle
IRN CVT01009
- CF11 Money Laundering Reporting (7 Mar 2006 to 12 Aug 2008)
- CF10 Compliance Oversight (7 Mar 2006 to 11 Mar 2008)
Cedric Andrew Cross
IRN CAC00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Celia Margaret Seston
IRN CMS00022
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ceri Ulyatt
IRN CXU00008
- [FCA CF] Significant management (since 11 Feb 2026)
- [FCA CF] Material risk taker (since 11 Feb 2026)
Charles Cordina
IRN CXC00104
- CF22 Investment Adviser (Trainee) (15 May 2002 to 28 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Walter Tow (no longer appointed)
FRN 207130 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Peter Waugh (no longer appointed)
FRN 207110 · Appointed 29 Oct 2001 · Until 5 Dec 2002
Resource Consolidated Ltd (no longer appointed)
FRN 197106 · Appointed 19 Oct 2001 · Until 3 Jun 2004
Henri Sauleek (no longer appointed)
FRN 197105 · Appointed 18 Oct 2001 · Until 21 Jan 2004
Knoyle Properties Ltd (no longer appointed)
FRN 196994 · Appointed 12 Oct 2001 · Until 23 Apr 2002
Y J Consulting (no longer appointed)
FRN 196869 · Appointed 28 Sep 2001 · Until 3 Jun 2004
Castle Quay Associates (no longer appointed)
FRN 207098 · Appointed 21 Sep 2001 · Until 3 Jun 2004
J. Stewart Cree (no longer appointed)
FRN 196805 · Appointed 21 Sep 2001 · Until 3 Jun 2004
Abacus Insurance Services (no longer appointed)
FRN 207099 · Appointed 21 Sep 2001 · Until 7 Dec 2004
Mortimer & Co International Consultants (no longer appointed)
FRN 196801 · Appointed 17 Sep 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.